Client Onboarding Email

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Client Onboarding Email and Video

Part One – The Email

Hi [Client Name],

It was great talking with you today. I’m excited to start working on your financial plan.

To get started, please complete our 5-minute Risk Survey using the link below. I will receive a copy of your results once you’re done:

5 Minute Risk Survey Link

Additionally, please fill out our Client Intake Form to help us organize your financial information and documents. You can choose the format that works best for you:

The first section of the intake form, which includes your personal information, is essential for setting up your client file as well as any investment accounts.

If you have any questions, feel free to call, text, or email me anytime.

Best regards,

Jim

PS: As a Registered Investment Advisor (RIA), BayRock Financial is required to provide you with our legal documents. You can download them using the links below:

Part Two – The Video

BayRock Client Onboarding

• What’s In The Email

• 5 Minute Risk Survey

• Client Intake Form

• Financial Planning Agreement

• Discretionary Investment Agreement

• BayRock Legal Documents

• Link to This Video 🎥

Part Three – The Promise

At BayRock, the Financial Planning process begins with a detailed Gap Analysis to pinpoint any gaps in your financial situation. Advisor Coordination is another crucial element. While many equate Financial Planning with Retirement Planning, there are key distinctions that demand specialized expertise. The CFP® Board of Standards identifies seven essential elements of Financial Planning:

  • Retirement Planning

  • Risk Management/Insurance Planning

  • Estate Planning

  • Education Planning

  • Tax Planning Strategies

  • Investment Management Strategies

  • Cash Flow Management

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IMPORTANT DISCLOSURE:

Investment Advice and Financial Planning are offered through BayRock Financial, L.L.C., a Registered Investment Advisor. BayRock does not provide tax or legal advice. The information presented here is not specific to any individual’s personal financial circumstances. To the extent that this material concerns tax matters or legal issues, it is not intended to be used, and cannot be used, by any investor or taxpayer for the purpose of avoiding penalties that may be imposed by law. Each investor should seek independent advice from a tax professional based on his or her individual circumstances. These materials are provided for general information and educational purposes only. This content is based on publicly available information from sources believed to be reliable. BayRock Financial, L.L.C. cannot assure the accuracy or completeness of these materials and this information can change at any time and without notice. Use this material only as general guide to further discussion with your Certified Financial Planner™ professional and/or other Financial Advisor(s).